Comments on: What is Form D and what information gets publicly disclosed to the SEC regarding a financing? http://www.startupcompanylawyer.com/2008/08/03/what-is-form-d-and-what-information-gets-publicly-disclosed-to-the-sec-regarding-a-financing/ Venture capital, seed financings, convertible note bridge debt, M&A, option vesting and other matters explained for founders and entrepreneurs Sun, 11 Dec 2011 21:54:46 +0000 http://wordpress.org/?v=2.9 hourly 1 By: jws2005 http://www.startupcompanylawyer.com/2008/08/03/what-is-form-d-and-what-information-gets-publicly-disclosed-to-the-sec-regarding-a-financing/comment-page-1/#comment-3127 jws2005 Thu, 25 Mar 2010 00:54:58 +0000 http://www.startupcompanylawyer.com/?p=94#comment-3127 What are the rules and regulations around the legal name company of the company listed in the Form D and the company that receives the money? For example a company is listed as KGRA Energy Corp in the Form D but the website (which has the same contact info and key employees) is listed as KGRA Energy, LLC. How do you determine the relationship between these companies?<br><br>Also, if a company has filed more than one form D and then files an amendment, how do you know which from d the amendment applies to/ What are the rules and regulations around the legal name company of the company listed in the Form D and the company that receives the money? For example a company is listed as KGRA Energy Corp in the Form D but the website (which has the same contact info and key employees) is listed as KGRA Energy, LLC. How do you determine the relationship between these companies?

Also, if a company has filed more than one form D and then files an amendment, how do you know which from d the amendment applies to/

]]> By: Yokum http://www.startupcompanylawyer.com/2008/08/03/what-is-form-d-and-what-information-gets-publicly-disclosed-to-the-sec-regarding-a-financing/comment-page-1/#comment-1033 Yokum Tue, 28 Oct 2008 05:39:30 +0000 http://www.startupcompanylawyer.com/?p=94#comment-1033 @Mel - it depends on the company's approach to state securities law compliance. @Mel – it depends on the company’s approach to state securities law compliance.

]]> By: Mel Schaum http://www.startupcompanylawyer.com/2008/08/03/what-is-form-d-and-what-information-gets-publicly-disclosed-to-the-sec-regarding-a-financing/comment-page-1/#comment-1019 Mel Schaum Thu, 23 Oct 2008 17:59:03 +0000 http://www.startupcompanylawyer.com/?p=94#comment-1019 If all of your investors are individuals and are "accredited investors", do you still need to file a Form D (or any other form for that matter)? If all of your investors are individuals and are “accredited investors”, do you still need to file a Form D (or any other form for that matter)?

]]> By: Yokum http://www.startupcompanylawyer.com/2008/08/03/what-is-form-d-and-what-information-gets-publicly-disclosed-to-the-sec-regarding-a-financing/comment-page-1/#comment-936 Yokum Tue, 16 Sep 2008 21:56:43 +0000 http://www.startupcompanylawyer.com/?p=94#comment-936 I've clarified that the real problem is state securities law compliance. Thanks for reading carefully. I’ve clarified that the real problem is state securities law compliance. Thanks for reading carefully.

]]> By: Stephen Marcus http://www.startupcompanylawyer.com/2008/08/03/what-is-form-d-and-what-information-gets-publicly-disclosed-to-the-sec-regarding-a-financing/comment-page-1/#comment-934 Stephen Marcus Tue, 16 Sep 2008 21:37:28 +0000 http://www.startupcompanylawyer.com/?p=94#comment-934 The first sentence of your 5th paragraph is not correct. Since March, 1989, the filing of a Form D has not been a condition to the availability of exemption under.Reg D. The first sentence of your 5th paragraph is not correct. Since March, 1989, the filing of a Form D has not been a condition to the availability of exemption under.Reg D.

]]>